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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-05-08
  • MI RA
    APPROVED
    Since 2025-05-08

Branch Locations

2025 E Beltline Ave Se Ste 501, Grand Rapids, MI 49546 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

White Cloud, MI • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-08-31
  • MI RA
    APPROVED
    Since 2017-08-31

Branch Locations

2025 E Beltline Se Ste 501, Grand Rapids, MI 49546 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

White Cloud, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regulus Advisors, Llc Kentwood MI 10/2016 08/2017
Unemployed White Cloud MI 06/2015 10/2016
Wells Fargo Clearing Services Llc Grand Rapids MI 08/2017 Present
  • 10/2016 → 08/2017
    Regulus Advisors, Llc
    Kentwood, MI
  • 06/2015 → 10/2016
    Unemployed
    White Cloud, MI
  • 08/2017 → Present
    Grand Rapids, MI
Previous Registrations
Other Businesses

SCHICHANEID, LLC, NOT INV RELATED, WHITE CLOUD, MI, 100% OWNERSHIP WITH SPOUSE, START 12/13/2019, 3 HOURS PER MONTH, ZERO HOURS DURING TRADING, EBAY SALES OF COFFEE, TEA, AND PORTABLE SOLAR PRODUCTS ORDERING. CROBAH COFFEE, LLC, NOT INVT RELATED, WHITE CLOUD, MI, 100% OWNERSHIP WITH SPOUSE, START DATE 4/1/2021, 3 HRS PER MONTH, 0 HRS DURING TRADING, CO-OWNER.; TRUSTEE FOR FATHER, INV RELATED, SPRING LAKE, MI, START: 12/2/2022, 1 HR/MONTH, 0 HRS DURING TRADING.| SMALL COLLECTIBLES LLC;INV RELATED; WHITE CLOUD,MI; ONLINE WEBSITE ;50% OWNERSHIP; START DATE: 07/31/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; | SHICHANEID LLC ; INV RELATED;WHITE CLOUD,MI; ONLINE STORE;100% OWNERSHIP; START DATE: 02/13/2026; 3 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-27
S63 Uniform Securities Agent State Law Examination 1998-03-23
  • S66 Uniform Combined State Law Examination
    2016-12-27
  • S63 Uniform Securities Agent State Law Examination
    1998-03-23
Other Names
  • Mindy Crozier
  • Melynda Alice Crozier

View on SEC IAPD

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