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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-02-27
TX RA APPROVED_RES 2025-02-24
  • LA RA
    APPROVED
    Since 2025-02-27
  • TX RA
    APPROVED_RES
    Since 2025-02-24

Branch Locations

119 Village St Suite C, Slidell, LA 70458 • United States

Northpark One, Ste 208 106 Park Place, Covington, LA 70433 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Slidell LA 09/2005 03/2020
Ameriprise Financial Services, Llc Slidell LA 03/2020 02/2025
Lpl Financial Llc Slidell LA 02/2025 Present
Previous Registrations
Other Businesses

1.02/24/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Hunt Wealth Strategies; Investment Related; at Reported Business Location(s); Start Date 02/06/2025; 240hrs/mth; 40hrs during trading 2.02/24/2025; Christ Episcopal School; Outside/W-2 Employment; Not Investment Related; ; Start Date 02/06/2025; 20hrs/mth; 0hrs during trading 3.02/24/2025; CHJR, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 02/06/2025; hrs/mth; hrs during trading 4.02/24/2025; Business Dynamics, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 02/06/2025; 1hrs/mth; 0hrs during trading 5.02/24/2025; CAH PROPERTIES, LLC; Real Estate Rental; Investment Related; Suite C,Slidell; Start Date 02/06/2025; 1hrs/mth; 0hrs during trading 6.05/20/2026; Ravens Run West, LLC; Real Estate Rental; Investment Related; Covington,LA; Start Date 03/25/2026; 9hrs/mth; 0hrs during trading 7.05/27/2026; Raven Dach, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 05/13/2026; 0hrs/mth; 0hrs during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-01-08
  • S63 Uniform Securities Agent State Law Examination
    1999-01-08
Designations

View on SEC IAPD

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