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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-09-19 |
| OH | RA | APPROVED | 2012-10-01 |
Branch Locations
370 S Cleveland Ave Floor 2, Westerville, OH 43081 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | Johnstown | OH | 09/2009 | 12/2023 |
| J.P. Morgan Securities Llc | Westerville | OH | 10/2012 | Present |
Entity Name: Natures Neighbor Investment related: No Address: Private Residence Nature of the other business: Landscaping Position/Title/Relationship: Owner/Partner Start Date: 08/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Spouse and son starting a family lawn and property care business. I will be asked to consult and help with books records and marketing. No conflicts, no duties during JPMC working hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-18 |
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