Best Investors Account Sign in

James Joseph Schroeder

Key Investment Services LLC

Brooklyn, OH

Harrison, OH

Hamilton, OH

Claim This Profile
Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-08
  • OH RA
    APPROVED
    Since 2026-04-08

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

10600 Harrison Ave, Harrison, OH 45030 • United States

1492 Hamilton Richmond Rd, Hamilton, OH 45013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 10/2010 12/2021
Fidelity Personal And Workplace Advisors Boston MA 07/2018 12/2021
The Huntingotn Investment Company Columbus OH 06/2022 04/2026
Unemployed Cincinnati OH 01/2022 05/2022
Key Investment Services, Llc Brooklyn OH 04/2026 Present
  • 10/2010 → 12/2021
    Fidelity Investments
    Covington, KY
  • 07/2018 → 12/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 06/2022 → 04/2026
    The Huntingotn Investment Company
    Columbus, OH
  • 01/2022 → 05/2022
    Unemployed
    Cincinnati, OH
  • 04/2026 → Present
    Key Investment Services, Llc
    Brooklyn, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-08
S63 Uniform Securities Agent State Law Examination 1998-02-06
  • S66 Uniform Combined State Law Examination
    2011-04-08
  • S63 Uniform Securities Agent State Law Examination
    1998-02-06
Other Names
  • Jim Schroeder
  • Jimmy Schroeder
  • James J Schroeder

View on SEC IAPD

Other Firms

VICTORY CAPITAL MANAGEMENT INC.
LINCOLN INVESTMENT
INDEPENDENCE CAPITAL CO., INC.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor