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Cindy Pollack

Ameriprise Financial Services, LLC

Palm Beach Gardens, FL

West Palm Beach, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-11
  • FL RA
    APPROVED
    Since 2024-09-11

Branch Locations

3801 Pga Blvd Ste 500, Palm Beach Gardens, FL 33410 • United States

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Jupiter FL 09/2019 08/2022
Self-Employed New York NY 05/2010 08/2019
Ameriprise Financial Services, Llc Palm Beach Gardens FL 09/2022 04/2023
Castle Wealth Management West Palm Beach FL 04/2023 02/2024
Tfg Financial Advisors, Llc North Palm Beach FL 02/2024 05/2024
Ameriprise Financial Services, Llc West Palm Beach FL 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-08
S65 Uniform Investment Adviser Law Examination 1999-12-30
  • S66 Uniform Combined State Law Examination
    2019-11-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-30
Other Names
  • Cindy P Pollack
  • Cindy Pam Pollack Noah
  • Cindy Pam Pollack
  • Cindy Pollack

View on SEC IAPD

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