Theresa Anyanwu Ojewuyi

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-10-27
IL	RA	APPROVED	2010-10-04

TX RA
APPROVED_RES

Since 2015-10-27
IL RA
APPROVED

Since 2010-10-04

Branch Locations

1401 Financial Park, Carbondale, IL 62902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Carbondale	IL	06/2010	11/2016
Wells Fargo Clearing Services, Llc	Carbondale	IL	11/2016	Present

06/2010 → 11/2016

Wells Fargo Advisors Llc

Carbondale, IL
11/2016 → Present

Wells Fargo Clearing Services, Llc

Carbondale, IL

Other Businesses

CARBONDALE ELEMENTARY SCHOOL DISTRICT NO 95; NOT INV. RELATED; CARBONDALE, IL; START DATE: JULY 2022; 1 HR PER MONTH; 1 HR DURING TRADING; DUTIES: ATTEND MONTHLY MEETINGS, DISCUSS HOW TO RAISE FUNDS WITHIN THE COMMUNITY TO SUPPORT THE ELEMENTARY SCHOOLS WITH THE SCHOOL DISTRICT AND SET VISION AND IMPLENTATION PLANS FOR RAISING FUNDS FOR THE FOUNDATION.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-10-02
S63	Uniform Securities Agent State Law Examination	1998-03-02

S66 Uniform Combined State Law Examination

2010-10-02
S63 Uniform Securities Agent State Law Examination

1998-03-02

Other Names

Theresa A Ugwu
Theresa A Ugwu
Theresa Anyanwu Ojewuyi
Theresa Anyanwu Ojewuyi

View on SEC IAPD