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3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-22 |
| TX | RA | APPROVED | 2026-04-22 |
Branch Locations
5525 Granite Parkway Suite 720, Plano, TX 75024 • United States
3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Frisco | TX | 01/2014 | 03/2026 |
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 01/2014 | 03/2026 |
| One Capital Management, Llc | Plano | TX | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-21 |
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