Shane Smith

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → 06/2018
  A I M Distributors, Inc.
  Houston, TX
• 12/2004 → 06/2018
  Aim Private Asset Management
  Houston, TX
• 01/2010 → 06/2018
  Invesco Advisers, Inc.
  Atlanta, GA
• 09/2019 → 12/2019
  Farmers Insurance
  Dallas, TX
• 06/2018 → 09/2019
  N/A
  Frisco, TX
• 01/2020 → 06/2020
  Transamerica Capital Inc
  Denver, CO
• 08/2025 → Present
  Fisher Investments
  Plano, TX
• 01/2021 → 06/2025
  N Texas Pb Corp
  Frisco, TX
• 07/2020 → 12/2020
  Unemployed
  Frisco, TX

Previous Registrations

• 2010-01-01 → 2018-06-04
  Invesco Advisers, Inc.
  Atlanta, GA
• 2005-01-06 → 2010-01-01
  Invesco Aim Private Asset Management, Inc.
  Houston, TX

Other Businesses

Frisco Baseball & Softball Association; Not investment related;10875 John W. Elliott Dr #100,Frisco,TX 75033; Youth baseball and softball league organization; Board Member, Director of 6U softball; start:06/2025; 12Hrs/Mo not during trading hours; I am a member of the board and we hlp regulate little league baseball and softball leagues. I am also the director of the 6 year old girls softball division.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-09-11
• S63 Uniform Securities Agent State Law Examination
  1998-03-02

Other Names

• Shane Brandon Smith