Best Investors Account Sign in
Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-08-26
  • IL RA
    APPROVED
    Since 2024-08-26

Branch Locations

400 S. Hope Street 20Th Floor, Los Angeles, CA 90071 • United States

444 W. Lake St., Suite 4600, Chicago, IL 60606 • United States

Glenview, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds/Capital Group Co'S. Los Angeles CA 12/2004 06/2023
American Funds/Capital Group Companies Los Angeles CA 06/2023 Present
  • 12/2004 → 06/2023
    American Funds/Capital Group Co'S.
    Los Angeles, CA
  • 06/2023 → Present
    American Funds/Capital Group Companies
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-31
S63 Uniform Securities Agent State Law Examination 1998-03-19
  • S65 Uniform Investment Adviser Law Examination
    2013-10-31
  • S63 Uniform Securities Agent State Law Examination
    1998-03-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor