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Inactive

Andrew Rowe Sullivan

Cio Wealth Management, Inc.

Sudbury, MA

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Current Employers
Cio Wealth Management, Inc.

144 North Road Suite 2300, Sudbury, MA 01776 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-01-26
TX RA APPROVED_RES 2022-01-26
MA RA APPROVED 2021-09-14
  • NC RA
    APPROVED
    Since 2022-01-26
  • TX RA
    APPROVED_RES
    Since 2022-01-26
  • MA RA
    APPROVED
    Since 2021-09-14

Branch Locations

144 North Road Suite 2300, Sudbury, MA 01776 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Sudbury MA 06/2009 10/2021
Cio Wealth Management, Inc. Sudbury MA 05/2021 Present
Previous Registrations
Other Businesses

1. 1/5/2017 - No Business Name - Investment Related - South Orleans, MA - Real Estate Rental - 01/03/2017 - 0 Hours Per Month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-01-29
  • S66 Uniform Combined State Law Examination
    1998-01-29
Designations
Other Names
  • Andrew R Sullivan

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SUDBURY, MA
SANTANDER SECURITIES LLC · Sudbury, MA
GOODMAN ASSET MANAGEMENT, INC. · FRAMINGHAM, MA
TUCKER'S FARM 3, LLC · FRAMINGHAM, MA
TUCKER'S FARM · FRAMINGHAM, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SUDBURY, MA
RAKATANSKY FINANCIAL LLC · SUBUDRY, MA
COMMONWEALTH FINANCIAL NETWORK · Sudbury, MA

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