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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-13
  • NY RA
    APPROVED
    Since 2021-05-13

Branch Locations

3 Neptune Rd Ste A29, Poughkeepsie, NY 12601 • United States

One Orange Way B1S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Poughkepsie NY 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Poughkepsie, NY
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3 NEPTUNE RD STE A29; Poughkeepsie; NY; 12601; fixed insurance sales; Independent Insurance Agent; 1/1/2004; 2; 2; sales of fixed insurance products|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-03
S63 Uniform Securities Agent State Law Examination 1998-08-01
  • S65 Uniform Investment Adviser Law Examination
    2001-03-03
  • S63 Uniform Securities Agent State Law Examination
    1998-08-01
Other Names
  • Kimberly Anne Parise
  • Kimberly Anne Veach

View on SEC IAPD

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