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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-08-07
  • MO RA
    APPROVED
    Since 2020-08-07

Branch Locations

1034 S Brentwood Blvd Ste 2000, St Louis, MO 63123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
1St Global Capital Corp. St. Louis MO 01/2008 10/2019
1St Global Advisors, Inc. St. Louis MO 02/2008 10/2019
Avantax Insurance Services St. Louis MO 04/2008 08/2020
Purk & Associates, P.C. Saint Louis MO 10/2010 Present
Avantax Advisory Services Irving TX 10/2019 08/2020
Avantax Investment Services, Inc. Saint Louis MO 10/2019 08/2020
Purk Advisors Llc; Dba For Investment/Wealth Management Services St Louis MO 10/2010 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2020 Present
  • 01/2008 → 10/2019
    1St Global Capital Corp.
    St. Louis, MO
  • 02/2008 → 10/2019
    1St Global Advisors, Inc.
    St. Louis, MO
  • 04/2008 → 08/2020
    Avantax Insurance Services
    St. Louis, MO
  • 10/2010 → Present
    Purk & Associates, P.C.
    Saint Louis, MO
  • 10/2019 → 08/2020
    Avantax Advisory Services
    Irving, TX
  • 10/2019 → 08/2020
    Avantax Investment Services, Inc.
    Saint Louis, MO
  • 10/2010 → Present
    Purk Advisors Llc; Dba For Investment/Wealth Management Services
    St Louis, MO
  • 08/2020 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2020-08-13
    Avantax Advisory Services
    Irving, TX
  • 2008-03-26 → 2019-10-25
    1St Global Advisors Inc
    St. Louis, MO
  • 2004-01-27 → 2010-12-31
    Summit Advisory Services, Llc
    St. Louis, MO
  • 2006-11-02 → 2008-01-11
    Walnut Street Securities, Inc.
    St Louis, MO
    Saint Louis, MO
  • 2001-09-13 → 2006-10-25
    Walnut Street Advisers Inc
    St. Louis, MO
Other Businesses

1)PURK & ASSOCIATES, PC, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, CPA FIRM, TAX SERVICES, CPA, 40H/WEEK, SINCE 10/2010 2)PURK ADVISORS LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, DBA FOR INVESTMENT/WEALTH MANAGEMENT SERVICES, FINANCIAL ADVISOR, 160H/MONTH, SINCE 10/2010. 3)BETA THETA ST LOUIS ALUMNI CLUB, NOT INVESTMENT RELATED, ST LOUIS, MO, PRESIDENT, ALUMNI/FRATERNITY CLUB, SINCE 10/2010, 2H/WEEK

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-03
S63 Uniform Securities Agent State Law Examination 1998-02-17
  • S66 Uniform Combined State Law Examination
    2001-08-03
  • S63 Uniform Securities Agent State Law Examination
    1998-02-17

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