Kenneth Yuen

Current Employers

Employment History

• 12/2005 → 12/2019
  Quest Capital Strategies, Inc.
  Lake Forest, CA
• 08/2002 → Present
  Insurance Sales
  Chino Hills, CA
• 01/2017 → Present
  Insurance Agent Support
  Arcadia, CA
• 04/2012 → Present
  Rental Properties
  Chino Hills, CA
• 05/2013 → Present
  Shine Vista Llc
  Walnut, CA
• 01/2017 → 08/2021
  Aifg Insurance Marketing
  City Of Industry, CA
• 12/2019 → Present
  Stonex Securities Inc.
  Industry, CA
• 12/2019 → Present
  Stonex Advisors Inc.
  Industry, CA

Previous Registrations

• 2007-05-18 → 2019-12-23
  Quest Capital Strategies, Inc.
  Las Vegas, NV
  Las Vegas, NV
  Henderson, NV
  Summerlin, NV
  Laguna Hills, CA
  El Monte, CA
  Essex Junction, VT
  Henderson, NV
  Las Vegas, NV
  Woodland Hills, CA
  Lake Forest, CA
  Las Vegas, NV
  El Monte, CA
  Laguna Hills, CA
  Laguna Hills, CA
  Ontario, CA
• 2004-11-16 → 2005-11-30
  Usallianz Securities, Inc.
  City Of Industry, CA
• 2002-04-16 → 2004-10-15
  Pruco Securities, Llc.
  City Of Industry, CA

Other Businesses

1)INSURANCE SALES - NON INVESTMENT RELATED. 2766 S PLEASANT AVE, ONTARIO, CA 91761. NATURE OF BUSINESS: SELLING HEALTH AND LIFE INSURANCE. 100% OWNER, AGENT. STARTED 8/2002. 12 HRS/MONTH, 0 HRS/MONTH DURING TRADING OURS. DUTIES: AGENT. 2) RENTAL PROPERTIES - INVESTMENT RELATED. 2766 S PLEASANT AVE, ONTARIO, CA 91761. NATURE OF BUSINESS: RENTAL PROPERTIES. 50% OWNER. OWNER. STARTED 4/01/2012. 12 HRS/MONTH, 0 HRS/MONTH DURING TRADING HOURS. DUTIES: OWNER. 3) SHINE VISTA LLC. INVESTMENT RELATED. 385 S. LEMON AVE #E263 WALNUT, CA 91789. NATURE OF BUSINESS: BUY, SELL, AND MANAGE RENTAL PROPERTIES. 50% OWNER, POSITION: OWNER. STARTED 5/10/2013. 20 HRS/MONTH, 0 HRS/MONTH DURING TRADING HOURS. DUTIES: OWNER. 4) INSURANCE AGENT SUPPORT - INVESTMENT RELATED. 650 W DUARTE RD, ARCADIA, CA 91007. NATURE OF BUSINESS: PROVIDE TRAINING AND SUPPORT TO LICENSED INSURANCE. 0% OWNER, POSITION: AGENT SUPPORT. STARTED: 1/1/2017. 160 HRS/MONTH AND 120 HRS/MONTH DURING TRADING HOURS. DUTIES: PROVIDE TRAINING AND SUPPORT TO LICENSED INSURANCE AGENTS. 5) TURTLE LAND CAPITAL LLC 2766 S PLEASANT AVE, ONTARIO, CA 91761 NATURE OF BUSINESS: OWNING PROPERTIES AND PROPERTY MANAGEMENT INVESTMENT RELATED: NO BUSINESS POSITION, TITLE OR ASSOCIATION: OWNER BUSINESS DUTIES: OWNER AND PROPERTY MANAGEMENT BUSINESS START DATE: 10/12/2020 APPROXIMATELY 10 HOURS SPENT ON THIS OBA MONTHLY WITH ZERO DURING MARKET HOURS. 6) Auchel World Inc. 18631 Gale Ave, City of Industry, CA 91748 Nature of Business: Property, Casualty and Health Insurance Agency Investment Related: No Business Position: HR Manager / Employee Business Duties: Oversee the HR department Employee Benefits Evaluation of Employees Hiring Business Start Date: 09/01/2021 Approximately 120 hours spent on this OBA monthly with 4 spent on this OBA during market hours monthly. 7) TGI Wealth Management - 17700 Castleton St., #418 City of Industry, CA 91748 Nature of Business: approved DBA, doing my security businesses through this DBA Investment Related: Yes Business Position: Owner Business Duties: security broker and advisor Business Start Date: 01/21/2025 Approximately 160 hours spent on this OBA monthly with 160 spent on this OBA during market hours monthly.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-08
• S63 Uniform Securities Agent State Law Examination
  1999-02-05