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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2005-05-24 |
Branch Locations
600 E 96Th St Ste 100, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Indianapolis | IN | 10/2004 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2007 | Present |
| David Kiecker | Indianapolis | IN | 08/2012 | 08/2018 |
| Michael Mcginley | Indianapolis | IN | 08/2018 | Present |
1) OWNER, SPC4, LLC, LEGAL ENTITY, START DATE: 7/29/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 2) OWNER, MMJR COMPANY, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 7/29/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-09 |
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