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Douglas Simon

Raymond James & Associates, Inc.

Palm Beach Gardens, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-09
  • FL RA
    APPROVED
    Since 2018-07-09

Branch Locations

3399 Pga Blvd. Suite 200, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities, Inc. Philadelphia PA 10/2004 Present
Raymond James & Associates, Inc. Philadelphia PA 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-12
  • S66 Uniform Combined State Law Examination
    1999-11-12

View on SEC IAPD

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