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Leslie Robin Berkowitz

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2021-02-25
NJ RA APPROVED 2019-02-28
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2021-02-25
  • NJ RA
    APPROVED
    Since 2019-02-28

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

1499 Post Rd Investment Solutions Group, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 12/2010 12/2018
J.P. Morgan Securities Llc New York NY 10/2012 12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 01/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-02-24
  • S66 Uniform Combined State Law Examination
    1998-02-24
Other Names
  • Leslie Fein
  • Leslie Robin Berkowitz
  • Leslie R. Berkowitz
  • Leslie Fein Berkowitz
  • Leslie R Fein
  • Leslie Berkowitz

View on SEC IAPD

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