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Vickie Stone Mitchell

Morgan Stanley

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-04-08
GA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2011-04-08
  • GA RA
    APPROVED
    Since 2009-06-01

Branch Locations

5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Atlanta, GA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Duluth, GA
    Atlanta, GA
  • 2003-03-26 → 2007-04-02
    Morgan Stanley Dw Inc.
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-25
S63 Uniform Securities Agent State Law Examination 1998-03-10
  • S66 Uniform Combined State Law Examination
    2008-03-25
  • S63 Uniform Securities Agent State Law Examination
    1998-03-10
Other Names
  • Vickie Lynn Stone

View on SEC IAPD

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