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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-08 |
| CT | RA | APPROVED | 2016-09-06 |
Branch Locations
Three Pickwick Plaza 4Th Floor, Greenwich, CT 06830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Greenwich | CT | 09/2016 | Present |
| Deutche Bank Securities Inc | Greenwich | CT | 09/2006 | 09/2016 |
(1) Name of Business: Obris Address: 523 North Maple Avenue, Greenwich, CT, 06830, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 06/07/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Finance Committee for Orbis
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-30 |
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