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700 East Palisade Ave 1St Floor, Englewood Cliffs, NJ 07632 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
700 East Palisade Ave 1St Floor, Englewood Cliffs, NJ 07632 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | East Brunswick | NJ | 02/2012 | 08/2017 |
| Pruco Securities, Llc | East Brunswick | NJ | 02/2012 | 08/2017 |
| Massmutual | Bridgewater | NJ | 08/2017 | 06/2018 |
| Mml Investors Services, Llc | Bridgewater | NJ | 09/2017 | 06/2018 |
| Malvern Ridge Wealth Management Llc | Englewood Cliffs | NJ | 06/2018 | Present |
David Frazier, Not Investment Related. Addr: Malvern Ridge Solutions LLC 1605 Grand Central Ave #6 Lavallette NJ 08735 Nature of Business: Other- Medical Practice Consulting/ Business Services, Position: Operations/ Billing Consultant. This activity accounts for up to 25% of his time and does not account for anytime during normal trading hours. David Frazier, Not Investment Related. Addr: Beach House Studio LLC 1605 Grand Central Ave #1 Lavallette NJ 08735 Nature of Business: Other- Art Studio, Position: Operations. This activity accounts for up to 1 % of his time and does not account for anytime during normal trading hours. David Frazier, Not Investment Related. Addr: 700 East Palisade Ave 1st fl Englewood Cliffs NJ 07632 Nature of Business: Other- Personal/Commercial Lines, Couch Braunsdorf Insurance Agency PO Box 888 Liberty Corner NJ 07938, Position: Personal/ Commercial Lines Broker. This activity accounts for up to 5% of his time and does not account for anytime during normal trading hours. David Frazier, Not Investment Related. Addr: 700 East Palisade Ave 1st fl Englewood Cliffs NJ 07632 Nature of Business: Other- Health Insurance, Benefit Mall 354 Eisenhower Pkwy #2850, Livingston, NJ 07039 Position: Health Insurance Broker, Payroll Specialist. This activity accounts for up to 5% of his time and does not account for anytime during normal trading hours. David Frazier, Not Investment Related. Addr: 700 East Palisade Ave 1st fl Englewood Cliffs NJ 07632 Nature of Business: Other- Insurance, Ash Brokerage 303 West Main St. Freehold NJ 07728 Position: Insurance Producer. This activity accounts for up to 2% of his time and does not account for anytime during normal trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-16 |
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