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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-02-28 |
| TX | RA | APPROVED_RES | 2017-02-28 |
Branch Locations
8900 Keystone Crossing Suite 300, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Securitries Corporation | Indianapolis | IN | 12/2003 | 02/2017 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 02/2017 | Present |
1. Rotary Club of Indianapolis; Not for Profit Rotary Club; Member of Investment Committee and Member of Foundation Board; Committee member; affiliation started 01/01/2008; 2.0 hours per month; not during securities trading hours; not investment-related. 2. Jewish Family Services; 6905 hoover rd Indianapolis, IN 46260; not for profit; board member; 06/01/2026; 2hrs/qtr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-28 |
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