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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-12-13 |
| TX | RA | APPROVED | 2022-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cantella & Co Inc | Boston | MA | 10/2015 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2022 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2022 | Present |
| Cantella & Co., Inc. | Malden | MA | 10/2015 | 06/2023 |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 12/13/2022 2) CARDINAL SECURITIES, 76 Leicester Street, Brighton MA 02135, United States, 10/06/2025, Founder, DBA Name, NIR, 200 HR/MO - 26 HR/MO TRADING 3) ALLSTON BRIGHTON CHAMBER OF COMMERCE, PO Box 35783 Brighton MA 02135, 05/2026, MEMBER, NETWORKING, NIR, 2 HR/MO, 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-01-22 |
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