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301 North Main Street, Taylor, TX 76574 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America, Inc. | Taylor | TX | 11/1997 | 11/2017 |
| Lpl Financial, Llc | Taylor | TX | 11/2017 | Present |
| Dovetail Wealth Management, Llc | Taylor | TX | 01/2018 | Present |
1. 10/20/2017 - TEMPLE COLLEGE AT TAYLOR FOUNDATION INC - Not Investment Related - Other - Board Member. 2. 10/20/2017 - DOVETAIL WEALTH MANAGEMENT LLC - Investment Related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Owner of Financial Services Practice. 3. 10/20/2017 - CITY NATIONAL BANK - Not Investment Related - 212 N Main St Taylor, TX 76574-3639 - PRIVATELY HELD COMPANY - Board Member - 3 Hours Per Month/0 Hours During Securities Trading. 4. 3/23/2018 - Dovetail Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/08/2018 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through Dovetail Wealth Management, an independent investment advisor firm. I started this business activity on 3/23/2018. I expect to spend approximately 30 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 11/15/2018 - Dovetail Wealth Management - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 10/01/2018 - 5 Hours Per Month During Securities Trading. 6. 09/07/2023 - Big Bluestem LLC - Investment Related - Reported Business Location(s) - Real Estate Rental - Start Date 08/08/2023 - 15 Hours Per Month / 5 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-22 |
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