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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-06-17
MI RA APPROVED 2010-09-27
  • TX RA
    APPROVED_RES
    Since 2011-06-17
  • MI RA
    APPROVED
    Since 2010-09-27

Branch Locations

8245 Holly Road Suite 201, Grand Blanc, MI 48439 • United States

Northport, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Flint MI 11/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-11
S63 Uniform Securities Agent State Law Examination 1998-03-02
  • S66 Uniform Combined State Law Examination
    2002-02-11
  • S63 Uniform Securities Agent State Law Examination
    1998-03-02
Other Names
  • Michael Patrick Doyle

View on SEC IAPD

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