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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palm Beach Gardens | FL | 03/2011 | 06/2026 |
| Bank Of America, N.A. | Palm Beach Gardens | FL | 08/2011 | 06/2026 |
| Lpl Enterprise Llc | Miami | FL | 06/2026 | Present |
1. 06/10/2026 - Jeffrey Flit, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Port st. Lucie, FL – Inv Related – OBA Start Date: 06/01/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 06/10/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Port st. Lucie, FL – Inv Related – OBA Start Date: 06/01/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading 3. 06/10/2026 - Payntr Golf Company - Outside/W-2 Employment - Lake Oswego, OR – Not Inv Related – OBA Start Date: 03/21/2024 – 10 Hour(s)/Month – 0 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-20 |
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