Erik Michael Lindgren

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → 05/2025
  Osaic Wealth, Inc. Fka Royal Alliance Associates, Inc.,
  Minneapolis, MN
• 05/2005 → 05/2025
  Financial Dimensions Group, Inc.
  Minneapolis, MN
• 05/2025 → Present
  Lpl Financial Llc
  Minneapolis, MN

Previous Registrations

• 2014-10-01 → 2025-05-05
  Osaic Wealth, Inc.
  Minneapolis, MN
  New Brighton, MN
• 2007-06-21 → 2024-11-01
  Financial Dimensions Group, Inc.
  New Brighton, MN
  Minneapolis, MN

Other Businesses

1)04/07/2025 - Lindgren Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)04/07/2025 - Gastown Alley - Artist/Musician - Non-Inv Rel - St. Anthony, MN - Start: 01/2024 3)04/07/2025 - FDG Plaza LLC - Real Estate Rental - Co-Owner - Inv Rel - New Brighton, MN - Start: 10/2007

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1998-02-13

Designations

• Certified Financial Planner