Samanthia Sarvis Smith

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2001 → 06/2021
  Bb&T Investment Services, Inc
  Charlotte, NC
• 09/2012 → 01/2019
  Bb&T Bank
  Pinehurst, NC
• 01/2018 → 06/2021
  Bb&T Securities, Llc
  Richmond, VA
• 01/2019 → 06/2021
  Bb&T
  Pinehurst, NC
• 02/2021 → 06/2021
  Truist Investment Services, Inc.
  Pinehurst, NC
• 02/2021 → 06/2021
  Truist Advisory Services, Inc.
  Atlanta, GA
• 07/2021 → 06/2025
  Lpl Financial, Llc
  Aberdeen, NC
• 06/2021 → 02/2026
  Fidelity Bank Of Nc
  Aberdeen, NC
• 06/2025 → 02/2026
  Capital Investment Group, Inc
  Raleigh, NC
• 06/2025 → 02/2026
  Capital Investment Advisory Services, Llc
  Raleigh, NC
• 02/2026 → Present
  Raymond James & Associates, Inc.
  Southern Pines, NC

Previous Registrations

• 2025-06-10 → 2026-02-12
  Capital Investment Advisory Services, Llc
  Southern Pines, NC
  Raleigh, NC
  Cary, NC
• 2021-07-26 → 2025-07-01
  Lpl Financial Llc
  Southern Pines, NC
  Aberdeen, NC
  Fort Mill, SC
• 2021-02-17 → 2021-06-16
  Truist Advisory Services, Inc.
  Atlanta, GA
• 2018-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Charlotte, NC
  Pinehurst, NC
  Richmond, VA
• 2004-02-24 → 2018-01-02
  Bb&T Investment Services, Inc.
  Pinehurst, NC
  Laurinburg, NC
  Liberty, NC
  Charlotte, NC
  Laurinburg, NC
  Aberdeen, NC
  Carthage, NC
  Vass, NC
  Seven Lakes, NC
  Shallotte, NC
  Shallotte, NC
  Charlotte, NC

Other Businesses

(1)Name of Business: AOS & Friends Care Address: 118 Chanticleer Drive, Pinehurst, NC, 28374, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/01/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help with annual fund raise, account balancing and online bill pay

Exams

• S66 Uniform Combined State Law Examination
  2004-07-16

Designations

• Certified Financial Planner