Julia Kay Whitley

Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1996 → 04/2026
  Dick Rivera & Associates, Llc
  Dallas, TX
• 06/2008 → 04/2026
  Calton & Associates, Inc.
  Dallas, TX
• 12/2025 → Present
  United Capital Financial Advisors, Llc
  Irving, TX
• 12/2007 → Present
  Cell Gen Therapeutics, Llc
  Pensacola, FL

Previous Registrations

• 2016-03-23 → 2026-03-30
  Dick Rivera & Associates
  Pensacola Beach, FL
• 2012-11-16 → 2020-07-02
  Calton & Associates, Inc.
  Pensacola Beach, FL
  Pensacola, FL
  Dallas, TX
  Tampa, FL

Other Businesses

No. 1) Name of Business: Dick Rivera & Associates. Investment related. Address: 5 Portofino Suite 1803 Pensacola Beach, FL 32561. Nature of Business: DBA Registered Investment Adviser. Position/Title/Relationship: Employee. Start Date: 07/2006. Hours per month: 120. Hours per month during Securities trading hours: 120. Duties/Responsibilities: Administrative. No. 2) Name of Business: Independent Insurance Agent - Julia Kay Whitely. Investment related. Address: 5 Portofino Suite 1803 Pensacola Beach, FL 32561. Nature of Business: Insurance Sales through various insurance companies. Position/Title/Relationship: Agent. Start Date: 08/2001. Hours per month: 2. Hours per month during Securities trading hours: 2. Duties/Responsibilities: Administration. No. 3) Name of Business: Cell Gen Therapeutics, LLC. Non-Investment related. Address: 5 Portofino Suite 1803 Pensacola Beach, FL 32561. Nature of Business: Therapeutic Laser sales. Position/Title/Relationship: Member. Start Date: 12/21/2007. Hours per month: 5. Hours per month during Securities trading hours: 5. Duties/Responsibilities: Administration/Operations.

Exams

• S66 Uniform Combined State Law Examination
  2012-11-15
• S63 Uniform Securities Agent State Law Examination
  1998-02-04