Scott Joseph Rosa

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14

PA RA
APPROVED

Since 2024-11-14

Branch Locations

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

5800 Kennedy Avenue Suite 3, Export, PA 15632 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Pittsburgh	PA	10/1997	11/2024
Lpl Enterprise, Llc	Export	PA	11/2024	Present

10/1997 → 11/2024

Pruco Securities, Llc.

Pittsburgh, PA
11/2024 → Present

Lpl Enterprise, Llc

Export, PA

Previous Registrations

2017-05-02 → 2024-11-14

Pruco Securities, Llc.

Pittsburgh, PA

Canonsburg, PA

Export, PA

Other Businesses

1) 11/15/2024 - Export Financial LLC - Pay Utilities and Rent -Business Entity for Tax/Investment Purposes Only - Non Inv Related - At Canonsburg, PA - Start Date 04/01/2019 - 0hrs/mth - 0hrs/mth During Trading -

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-04-20
S63	Uniform Securities Agent State Law Examination	1998-01-12

S65 Uniform Investment Adviser Law Examination

2017-04-20
S63 Uniform Securities Agent State Law Examination

1998-01-12

View on SEC IAPD