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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-11-01 |
| PA | RA | APPROVED | 2021-11-01 |
| TX | RA | APPROVED_RES | 2021-11-01 |
Branch Locations
3939 West Ridge Road Suite B26, Erie, PA 16506 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Erie | PA | 01/2013 | 10/2018 |
| Mid Atlantic Capital Corporation | Erie | PA | 12/2018 | Present |
| Mid Atlantic Financial Management, Inc | Pittsburgh | PA | 12/2018 | Present |
| Newedge Advisors, Llc. | New Orleans | LA | 11/2021 | Present |
1. Hakel Fabrizio Financial Gorup*Yes Invest*ERIE, PA *Investment Advisory*12/18/18*Managing Director*All Facets of business client management*160 Hrs trd/180 non trade 2)FIXED INSURANCE SALES~NON INVESTMENT RELATED~1001 STATE STREET, SUITE 1400, ERIE, PA 16501~FIXED INSURANCE SALES~AGENT~JANUARY 2000~2HRS PER MONTH~2HRS PER MONTH DURING MARKET~FIXED INSURANCE AND LTC SALES TO PROSPECTIVE CLIENTS 3)HFFG*Yes Invest*1001 State St.*NEWEDGE ADVISORS ADVISORY*12/18/18*MANAGING DIRECTOR*ALL FACETS OF BUSINESS AND INVESTMENT MANAGEMENT*160 Hr trade/0 Non trade
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-20 |
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