Scott Jason Horowitz

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 01/2018
  Raymond James & Associates
  Upper Arlington, OH
• 01/2018 → 02/2024
  Janney Montgomery Scott Llc
  Columbus, OH
• 02/2024 → Present
  Janney Montgomery Scott Llc
  Grandview, OH

Previous Registrations

• 2012-05-29 → 2018-01-30
  Raymond James & Associates, Inc.
  Dublin, OH
• 2008-01-01 → 2012-05-29
  Wells Fargo Clearing Services, Llc
  Dublin, OH
  Dublin, OH
• 2002-11-21 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Columbus, OH
  Columbus, OH
  St. Louis, MO
  Dublin, OH

Other Businesses

1. Arthritis Foundation, Atlanta, GA. Board Member (07/2018) - advise on programs and direction of efforts in Columbus, OH to build awareness around arthritis. Not compensated, not investment related, 1 hour/month. 2. Horowitz Properties LTD, Columbus, OH. Owner (01/2020) - manage real estate holdings. Investment related, not compensated, 4 hours/month.

Exams

• S66 Uniform Combined State Law Examination
  2000-10-02