Duston Ladieu

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2017-03-25

RI RA
APPROVED

Since 2017-03-25

Branch Locations

140 Kendrick Street Suite C310, Needham, MA 02494 • United States

Sudbury, MA • United States

327 C Boston Road, Sudbury, MA 01776 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Wellesley	MA	01/2015	03/2017
Massmutual Life Insurance Co	Needham	MA	07/2016	Present
Mml Investors Services, Llc	Needham	MA	03/2017	Present

01/2015 → 03/2017

Metlife Securities Inc.

Wellesley, MA
07/2016 → Present

Massmutual Life Insurance Co

Needham, MA
03/2017 → Present

Mml Investors Services, Llc

Needham, MA

Previous Registrations

2010-12-14 → 2018-02-01

Mariner

Overland Park,, KS
2015-01-02 → 2017-03-25

Msi Financial Services, Inc.

Wellesley, MA
2005-04-27 → 2015-01-02

New England Securities

Wellesley, MA

Boston, MA

Wellesley, MA
2000-08-21 → 2005-03-21

1717 Capital Management Company

Newton, MA

Other Businesses

(1)Name: Guardian Bullfinch Group Inv rel: Y Add: 140 Kendrick Street, Building C, 3rd Floor East, Needham, MA 02494 Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 01/01/2008 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Individual Life and Disability Insurance (2)Name: Help me Fund College Fund Inv rel: N Add: At Residential Address Nature: Consulting Position: Consultant Start date: 03/2021 No. HR/MO: 5 No. HR/MO during sec trading: 0 (3) Name: Synergy Private Wealth Inv rel: Y Addr: At Residential Address Nature: Other - S Corp pass through entity Position: Owner Start: 09/01/2021 No hrs/mo: 0.05 No hrs/mo dur trading: 0 Duties: Annual filing required by the state. (4) Name: AJTL Enterprises, LLC Inv rel: Y Addr: At Residential Address Nature: Realtor/Real Estate Position: Owner Start: 04/29/2024 No hrs/mo: 10 No hrs/mo dur trading: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-28
S63	Uniform Securities Agent State Law Examination	1998-01-22

S65 Uniform Investment Adviser Law Examination

1998-10-28
S63 Uniform Securities Agent State Law Examination

1998-01-22

Designations

View on SEC IAPD