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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-31 |
| NJ | RA | APPROVED | 2017-11-17 |
Branch Locations
115 West Century Road Suite 145, Paramus, NJ 07652 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Saddle Brook, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Paramus | NJ | 01/2013 | 11/2017 |
| Raymond James Financial Services, Inc. | Rochelle Park | NJ | 11/2017 | 05/2022 |
| Steward Partners Global Advisory, Llc | Paramus | NJ | 11/2017 | Present |
| Steward Partners Investment Advisory, Llc | Paramus | NJ | 11/2017 | Present |
| Steward Partners Investment Solutions, Llc | Paramus | NJ | 05/2022 | Present |
(1)Name of Business: Baker Sarama Wealth Management Group Address: 115 West Century Road Suite 145, Paramus, NJ, 07652, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide administrative services to clients (2)Name of Business: Steward Partners Global Advisory Address: 115 West Century Road Suite 145, Paramus, NJ, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide advisory services to clients (3)Name of Business: Steward Partners Investment Advisory LLC Address: 115 West Century Road Suite 145, Paramus, NJ, 07652, United States Activity Type: Independent RIA Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: provide Advisory services to clients
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-01-21 |
| S65 | Uniform Investment Adviser Law Examination | 2009-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-03 |
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