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John Wesley Oestreich

LPl Financial LLC

Lincoln, NE

Lincoln, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • NE RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

8025 Eiger Dr Ste 100, Lincoln, NE 68516 • United States

Lincoln, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Lincoln NE 11/1998 07/2021
Various Insurance Carriers For W & R Insurance Agencies Lincoln NE 12/1998 07/2021
Pi Sigma Epsilon Lincoln NE 04/2012 05/2017
Oestreich, Inc Lincoln NE 02/2013 01/2019
Proteus Lincoln NE 06/2018 07/2021
37 Wealth Lincoln NE 01/2019 07/2021
37 Tax, Inc Lincoln NE 10/2020 07/2021
Lpl Financial Llc Lincoln NE 07/2021 Present
  • 11/1998 → 07/2021
    Waddell & Reed, Inc.
    Lincoln, NE
  • 12/1998 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Lincoln, NE
  • 04/2012 → 05/2017
    Pi Sigma Epsilon
    Lincoln, NE
  • 02/2013 → 01/2019
    Oestreich, Inc
    Lincoln, NE
  • 06/2018 → 07/2021
    Proteus
    Lincoln, NE
  • 01/2019 → 07/2021
    37 Wealth
    Lincoln, NE
  • 10/2020 → 07/2021
    37 Tax, Inc
    Lincoln, NE
  • 07/2021 → Present
    Lincoln, NE
Previous Registrations
  • 1999-03-12 → 2021-07-21
    Waddell & Reed
    Norwalk, IA
    Savage, MN
    Fairbury, NE
    Grand Island, NE
    Lincoln, NE
    Lincoln, NE
    Overland Park, KS
    Savage, MN
Other Businesses

1) 07/20/2021 - Financial Services Industry Publishing Company, LLC / Other / Investment Related / 15HRS/MO / 7355 Old Mill Rd. Bloomfield Hills, MI 48301 2) 07/20/2021 - 37 Wealth/ Investment Related/ At Reported Business Location(s)/ DBA for LPL Business (entity for LPL business)/Start Date 11/1/2018/6 Hours Per Month. 3) 8/15/2020 - Tax Prep/Accounting/CPA / 37 Tax, Inc / Investment Related / 10% / 8025 Eiger Drive, Suite 200, Lincoln, NE 68516 4) 07/20/2021 - Oestreich, Inc EIN [REDACTED] / Business Entity For Tax/Investment Purposes Only / Investment Related / 2% / Lincoln, NE 68523 - Start Date 02/11/2013 5) 02/02/2026 - 37 Business Planning - Other - Owner - Not Investment Related - Home Based - Start Date 01/30/2026 - 10 hours per month/ 1 hour during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-24
S63 Uniform Securities Agent State Law Examination 1998-02-06
  • S65 Uniform Investment Adviser Law Examination
    1998-11-24
  • S63 Uniform Securities Agent State Law Examination
    1998-02-06
Other Names
  • John Oestreich

View on SEC IAPD

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