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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
8025 Eiger Dr Ste 100, Lincoln, NE 68516 • United States
Lincoln, NE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lincoln | NE | 11/1998 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Lincoln | NE | 12/1998 | 07/2021 |
| Pi Sigma Epsilon | Lincoln | NE | 04/2012 | 05/2017 |
| Oestreich, Inc | Lincoln | NE | 02/2013 | 01/2019 |
| Proteus | Lincoln | NE | 06/2018 | 07/2021 |
| 37 Wealth | Lincoln | NE | 01/2019 | 07/2021 |
| 37 Tax, Inc | Lincoln | NE | 10/2020 | 07/2021 |
| Lpl Financial Llc | Lincoln | NE | 07/2021 | Present |
1) 07/20/2021 - Financial Services Industry Publishing Company, LLC / Other / Investment Related / 15HRS/MO / 7355 Old Mill Rd. Bloomfield Hills, MI 48301 2) 07/20/2021 - 37 Wealth/ Investment Related/ At Reported Business Location(s)/ DBA for LPL Business (entity for LPL business)/Start Date 11/1/2018/6 Hours Per Month. 3) 8/15/2020 - Tax Prep/Accounting/CPA / 37 Tax, Inc / Investment Related / 10% / 8025 Eiger Drive, Suite 200, Lincoln, NE 68516 4) 07/20/2021 - Oestreich, Inc EIN [REDACTED] / Business Entity For Tax/Investment Purposes Only / Investment Related / 2% / Lincoln, NE 68523 - Start Date 02/11/2013 5) 02/02/2026 - 37 Business Planning - Other - Owner - Not Investment Related - Home Based - Start Date 01/30/2026 - 10 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-06 |
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