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Brookstone Capital Management LLC CRD 141413
$12.8B regulatory AUM 35 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED_RES | 2016-03-01 |
Branch Locations
1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States
2591 Dallas Parkway Suite 300, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Frisco | TX | 09/2007 | Present |
| Brookstone Capital Management Llc | Wheaton | IL | 02/2016 | Present |
1. UNITED SAFEGUARD FINANCIAL GROUP, NON INVESTMENT RELATED INSURANCE AGENT, 8-28-09, 80 HOURS MONTH, 60 DURING TRADING HOURS, SALES OF FIXED,INDEX,LIFE AND LTC INSURANCE. 2. 401K ROLLOVER CONSULTANTS; OWNER/PRESIDENT; INVESTMENT RELATED; PROVIDE ASSISTANCE TO CLIENTS WHO ARE IN NEED OF ROLLING OVER THEIR 401K
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-06 |
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