Wes Allen Owens

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2024-08-19
TX	RA	APPROVED	2024-08-19

KS RA
APPROVED

Since 2024-08-19
TX RA
APPROVED

Since 2024-08-19

Branch Locations

100 Millitary Plaza, Ste 200, Dodge City, KS 67801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Dodge City	KS	01/1986	Present
Edward Jones	St Louis	MO	04/2003	06/2024
Lpl Financial Llc	Dodge City	KS	08/2024	Present

01/1986 → Present

Self Employed

Dodge City, KS
04/2003 → 06/2024

Edward Jones

St Louis, MO
08/2024 → Present

Lpl Financial Llc

Dodge City, KS

Previous Registrations

2006-11-07 → 2024-07-25

Edward Jones

Dodge City, KS

Dodge City, KS
1998-04-09 → 2003-05-02

Waddell & Reed

Dodge City, KS

Other Businesses

1- 08/2024 / Wes Owens Farm / Farm / Owner- Operator/ Not Investment Related / 50 hrs mth / Dodge City, KS / Start date: 01/01/1986 2- 12/11/2024 - RMW Rocky Mountain Wealth Advisory Group LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/02/2022 - 1 hour per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1998-02-23

S66 Uniform Combined State Law Examination

1998-02-23

Other Names

Wes Allen Owens

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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