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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-06-24 |
| TX | RA | APPROVED | 2008-06-23 |
| CT | RA | APPROVED | 2007-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Allentown | PA | 12/2006 | Present |
I*806282 For profit or not for profit: Name of outside business organization: Lehigh County Investment related: N Address of business: Allentown, Pennsylvania, 18101 Nature of business: Position, title, association: Poll/Election Worker, Start date of relationship: 5/17/2022 Number of hours devoted: 30 hour(s) Yearly Number of hours devoted during trading hours: 15 Duties: , Minority Inspector of Elections
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-23 |
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