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Douglas Benton Prezzano

Ubs Financial Services Inc.

Weehawken, NJ

Vero Beach, FL

CRD 2986169

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-08
CA RA APPROVED 2015-11-20
TX RA APPROVED 2015-11-19
  • FL RA
    APPROVED
    Since 2023-09-08
  • CA RA
    APPROVED
    Since 2015-11-20
  • TX RA
    APPROVED
    Since 2015-11-19

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Vero Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 11/2015 Present
Previous Registrations
  • 2008-09-29 → 2015-12-16
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 2001-08-22 → 2008-10-03
    Ubs Financial Services Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Weehawken, NJ
Other Businesses

1) CGP Sandy Lane LLC/80 paget ct, Vero Beach,FL 32963, US/Investment related?: yes/Real Estate/ personal RE/Proprietor / owner/5/1/2020

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-07
S63 Uniform Securities Agent State Law Examination 1999-08-17
  • S66 Uniform Combined State Law Examination
    2001-08-07
  • S63 Uniform Securities Agent State Law Examination
    1999-08-17

View on SEC IAPD

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