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400 East Pratt Street, 7Th Floor, Baltimore, MD 21202-3127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2022-04-28 |
Branch Locations
400 East Pratt Street, 7Th Floor, Baltimore, MD 21202-3127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.F. Dent & Company, Inc. | Baltimore | MD | 03/2005 | Present |
| Foreside Fund Services, Llc | Baltimore | MD | 05/2005 | 03/2022 |
1.) Baltimore Chesapeake Bay Outward Bound School; Baltimore, MD; Non-Investment Related; Started 3/31/2018; Volunteer member of board; Board member; Plan and organize for the future success of the non-profit; 2 hours per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-29 |
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