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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-13 |
| CA | RA | APPROVED | 2003-06-26 |
Branch Locations
33302 Valle Road Suite 200, San Juan Capistrano, CA 92675 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | San Juan Capistrano | CA | 05/2003 | Present |
| Mml Investors Services, Llc | San Juan Capistrano | CA | 05/2003 | Present |
(1)NAME: SCOTT SINEK INV REL: N ADD: 915 W IMPERIAL HWY STE 110 BREA CA 92821 NATURE: INSURANCE POSITION: AGENT START DATE: 12/23/97 HR/MO: 10 HR/MO DURING SEC TRADING: 5 (2)NAME: BLIED DILLON & MACKEY INV REL: Y ADD: 2260 N STATE COLLEGE BL FULLERTON CA 92831 NATURE: LEGAL-WILLS AND TRUSTS POSITION: "OF COUNSEL" WITH THE FIRM AND OFFICER START: 1/1/06 HR/MO: 10 HR DURING TRADING: 2 DUTIES: LEGAL-WILLS AND TRUSTS POSITION (3)NAME: SCOTT SINEK INV REL: N ADD: RESIDENTIAL ADD CA 92832 NATURE: BASKETBALL POSITION: COACH START DATE: 6/1/15 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-09 |
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