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Denise Pinon

Wells Fargo Advisors Financial Network, LLC

Fresno, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-11-04
  • CA RA
    APPROVED
    Since 2022-11-04

Branch Locations

8080 N Palm Ave Ste 106, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fresno CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Fresno CA 11/2016 11/2022
Wells Fargo Advisors Financial Network, Llc Fresno CA 11/2022 Present
Previous Registrations
  • 2011-01-03 → 2022-11-04
    Wells Fargo Clearing Services, Llc
    Fresno, CA
    Fresno, CA
    Fresno, CA
    Sacramento, CA
    Roseville, CA
    San Jose, CA
    San Jose, CA
  • 2005-02-25 → 2011-01-03
    Wells Fargo Investments, Llc
    Fresno, CA
    Fresno, CA
Other Businesses

PAPER CRAFTS; CLOVIS, CA; 100% OWNERSHIP; START: 01/09/2015; HOURS: 24 PER MONTH - 0 DURING TRADING; DUTIES: MAKING CARDS/EMBELLISED FRAMES PHOTO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-23
  • S66 Uniform Combined State Law Examination
    2005-02-23
Other Names
  • Pmn-Opie Metivier
  • Denise Lee Pinon

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FRESNO, CA
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