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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-06-16 |
| TX | RA | APPROVED_RES | 2011-02-18 |
Branch Locations
6000 Fairview Rd Ste 800, Charlotte, NC 28210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ballantyne | NC | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ballantyne | NC | 11/2016 | Present |
ARBONNE, NOT INV RELATED, MATTHEWS, NC, INDEPENDENT CONSULTANT, START 7/23/2018, 5 HOURS PER MONTH, ZERO DURING TRADING, SALE OF BEAUTY AND HEALTH PRODUCTS. NOTARY PUBLIC; NOT INVESTMENT RELATED; MECKLENBERG COUNTY,NC; NOTARY PUBLIC; START DATE 03/18/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0.5; NOTARIZING DOCUMENTS. | COURAGE TO CHANGE ALAON GROUP; NOT INV RELATED; CHARLOTTE, NC; TREASURER; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; GROUP OF FAMILY AND FRIENDS OF INDIVIDUALS AFFECTED INDIVIDUALS WITH ALCOHOLISM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-31 |
| S65 | Uniform Investment Adviser Law Examination | 2000-09-07 |
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