Jeffery Joseph Closz

Employer firm

Vicus Capital, Inc. CRD 116021

$2.99B regulatory AUM 316 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → Present
  Pfg
  State College, PA
• 11/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2013 → Present
  Vicus Capital, Inc. (Formerly Pfg Financial Advisors)
  State College, PA
• 02/2013 → Present
  Vicus Capital, Inc.
  State College, PA

Previous Registrations

• 2011-06-27 → 2011-12-01
  Lincoln Investment
  Catawissa, PA
  Bethlehem, PA

Other Businesses

1. NAME OF OTHER BUSINESS: PFG, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/26/13, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 40, BRIEF DESCRIPTION OF DUTIES: DIRECTOR OF SALES - RISK MANAGEMENT DIVISION; 2. NAME OF OTHER BUSINESS: PIAA OFFICIAL; INVESTMENT RELATED: NO; ADDRESS: 2212 CATHARINE ST HUNTINGDON, PA 16652; NATURE OF BUSINESS: OFFICIAL FOR FOOTBALL; START DATE:3/2018; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: OFFICIAL FOR SR/JR HIGH SCHOOL FOOTBALL EVENTS; 3. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS START DATE: 2/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: PORTFOLIO ANALYST BRIEF DESCRIPTION OF DUTIES: PLACE TRADES FOR VICUS CAPITAL 4. NAME OF OTHER BUSINESS: VICUS CAPITAL, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DNA FOR FINANCIAL SERVICES START DATE: 2/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: PORTFOLIO ANALYST BRIEF DESCRIPTION OF DUTIES: TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-24
• S63 Uniform Securities Agent State Law Examination
  2000-03-16