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Edelman Financial Engines CRD 104510
$326B regulatory AUM 322,130 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-07-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaa Investment Management Company | Colorado Springs | CO | 01/2018 | 05/2020 |
| Charles Schwab & Co., Inc. | Lone Tree | CO | 05/2020 | 06/2022 |
| Charles Schwab Bank, Ssb | Lone Tree | CO | 05/2020 | 04/2021 |
| Schwab Private Client Investment Advisory, Inc. | Lone Tree | CO | 04/2021 | 06/2022 |
| Financial Engines Advisors L.L.C | Santa Clara | CA | 06/2022 | Present |
| Usaa Financial Planning Services | Colorado Springs | CO | 03/2006 | 05/2020 |
| Usaa Financial Advisors, Inc | Colorado Springs | CO | 03/2006 | 05/2020 |
FINRA Office of Dispute Resolution; 165 Broadway, 27th Floor, New York, NY 10006; Investment Related; Title: Non-Public Arbitrator - I am on FINRA's non-public arbitrator roster; available to serve on FINRA arbitration panels. Duties include, as part of a panel, reviewing testimony and evidence presented by disputing parties at hearings and resolving the dispute by issuing binding decisions. Started 06/2019 to present, 4 hours a month, hours occur during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-21 |
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