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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2016-11-29
  • NE RA
    APPROVED
    Since 2016-11-29

Branch Locations

11819 Miracle Hills Dr Ste 101, Omaha, NE 68154 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 10/2010 11/2016
Ameriprise Financial Services, Inc. Omaha NE 11/2016 03/2020
Ameriprise Financial Services, Llc Omaha NE 03/2020 Present
Previous Registrations
  • 2010-12-03 → 2016-11-28
    Omaha, NE
    St Louis, MO
    Omaha, NE
Other Businesses

Business Ownership; Nickmack llc; Owner; Real Estate; 37 Old Kinderhook DR, , Camdenton, MO, 65020; Not Investment-Related; 07/21/2005; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-30
S63 Uniform Securities Agent State Law Examination 1998-11-25
  • S66 Uniform Combined State Law Examination
    2010-11-30
  • S63 Uniform Securities Agent State Law Examination
    1998-11-25

View on SEC IAPD

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