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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-18
MD RA APPROVED 2025-05-05
MO RA APPROVED 2025-05-05
NC RA APPROVED 2025-05-05
FL RA APPROVED 2025-01-14
  • NJ RA
    APPROVED
    Since 2025-09-18
  • MD RA
    APPROVED
    Since 2025-05-05
  • MO RA
    APPROVED
    Since 2025-05-05
  • NC RA
    APPROVED
    Since 2025-05-05
  • FL RA
    APPROVED
    Since 2025-01-14

Branch Locations

3450 Clark Road, Sarasota, FL 34231 • United States

350 Lincoln Rd, Miami Beach, FL 33139 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Miami FL 09/2010 07/2018
Lincoln Investment Fort Washington PA 07/2018 12/2022
Santander Bank, Na Boston MA 01/2023 10/2024
Santander Securities, Llc Dorchester MA 01/2023 10/2024
Gabor Financial Solutions Miami FL 07/2018 12/2022
Td Bank N.A. Miami Beach FL 01/2025 Present
Td Private Client Wealth Llc Miami Beach FL 01/2025 Present
  • 09/2010 → 07/2018
    Jhfn Sii
    Miami, FL
  • 07/2018 → 12/2022
    Fort Washington, PA
  • 01/2023 → 10/2024
    Santander Bank, Na
    Boston, MA
  • 01/2023 → 10/2024
    Dorchester, MA
  • 07/2018 → 12/2022
    Gabor Financial Solutions
    Miami, FL
  • 01/2025 → Present
    Td Bank N.A.
    Miami Beach, FL
  • 01/2025 → Present
    Miami Beach, FL
Previous Registrations
  • 2023-01-09 → 2024-10-28
    Coconut Grove, FL
    Miami, FL
    Miami, FL
    Miami, FL
  • 2018-07-27 → 2022-12-22
    Miami, FL
    Fort Washington, PA
    Tallahassee, FL
    Miami Beach, FL
  • 2018-07-30 → 2022-12-22
    Miami, FL
    Tallahassee, FL
  • 2012-10-26 → 2018-07-23
    Signator Investors, Inc.
    Sunrise, FL
    Coconut Grove, FL
    Sunrise, FL
    Tampa, FL
  • 2010-04-05 → 2010-07-22
    Miami Lakes, FL
    St Louis, MO
    Miami Beach, FL
    Miami Beach, FL
Other Businesses

1. GautierArt, sole owner and artist of an entity for selling art, non-investment related, start date 01/01/2018, Miami Beach FL, 20 hours monthly, none during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-01-16
S63 Uniform Securities Agent State Law Examination 1999-11-17
  • S66 Uniform Combined State Law Examination
    2010-01-16
  • S63 Uniform Securities Agent State Law Examination
    1999-11-17
Designations
Other Names
  • Jose R Gautier
  • Jose Gautier

View on SEC IAPD

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