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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-18 |
| MD | RA | APPROVED | 2025-05-05 |
| MO | RA | APPROVED | 2025-05-05 |
| NC | RA | APPROVED | 2025-05-05 |
| FL | RA | APPROVED | 2025-01-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Miami | FL | 09/2010 | 07/2018 |
| Lincoln Investment | Fort Washington | PA | 07/2018 | 12/2022 |
| Santander Bank, Na | Boston | MA | 01/2023 | 10/2024 |
| Santander Securities, Llc | Dorchester | MA | 01/2023 | 10/2024 |
| Gabor Financial Solutions | Miami | FL | 07/2018 | 12/2022 |
| Td Bank N.A. | Miami Beach | FL | 01/2025 | Present |
| Td Private Client Wealth Llc | Miami Beach | FL | 01/2025 | Present |
1. GautierArt, sole owner and artist of an entity for selling art, non-investment related, start date 01/01/2018, Miami Beach FL, 20 hours monthly, none during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-17 |
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