Best Investors Account Sign in
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
  • NY RA
    APPROVED
    Since 2021-10-26

Branch Locations

400 Linden Oaks, Rochester, NY 14625-2818 • United States

400 Linden Oaks, Rochester, NY 14625 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Rochester NY 02/2008 Present
Previous Registrations
  • 2007-05-29 → 2008-03-03
    Long Island City, NY
  • 2004-12-06 → 2007-05-29
    Citicorp Investment Services
    Long Island City, NY
    Long Island City, NY
    Long Island City, NY
Other Businesses

1) SCREEN ACTORS GUILD/UNION MEMBER/ACTOR/1 HR. PER MONTH. /// 2) Natural Health Consultant; Mount Morris, New York; I am seeking pre-approval for an external role/activity to utilize my upcoming certification and moniker as a Natural Health Consultant in the public domain and to operate in Extraordinary Gentleman LLC which I have also disclosed to UBS for review for pre-approval using this disclosure process. A Natural Health Consultant promotes strategies and products for healthy living. This is not an entity.Services (Business, Professional, Support); A Natural Health Consultant promotes natural strategies and products for healthy living. This is not an entity. I am seeking pre-approval for an external role/activity to utilize my upcoming certification and moniker as a Natural Health Consultant in the public domain and to operate in Extraordinary Gentleman LLC which I have also disclosed to UBS for review for pre-approval using this disclosure process.; Proprietor / owner; Start date: 5/11/2024 3)Silver Man Plus LLC , Rochester United States , Retailers (Apparel, Food, General) , The LLC will be an entity to umbrella the goods and merchandise I will create, and services I will provide as a Natural Health Consultant. Inactive / Dormant , Proprietor / owner , I will provide goods and services such as apparel, books, and advice created by me. I have been approved for Silver Man LLC but that name was not available with my secretary of state so the new name for this same approval is Silver Man Plus LLC. That is why I am re-submitting this edit. Start date 5/10/2026

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-10
S63 Uniform Securities Agent State Law Examination 1998-02-05
  • S65 Uniform Investment Adviser Law Examination
    1998-02-10
  • S63 Uniform Securities Agent State Law Examination
    1998-02-05
Other Names
  • Anthony Bishop

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Rochester, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor