Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-18 |
| CA | RA | APPROVED | 2024-12-05 |
Branch Locations
4900 Hopyard Rd, Pleasanton, CA 94588 • United States
Danville, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Pleasanton | CA | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pleasanton | CA | 11/2016 | 11/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pleasanton | CA | 12/2024 | Present |
| Bank Of America, N.A. | Pleasanton | CA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-17 |
Reach out to this advisor