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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2008-01-01 |
Branch Locations
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
Chicago, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chicago | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 11/2016 | Present |
TRUSTEE FOR COUSIN; INVESTMENT RELATED; CHICAGO, IL; START DATE 02/09/2026; LESS THAN 1 HR PER MONTH.; TRUSTEE FOR COUSIN; INVESTMENT RELATED; CHICAGO, IL; START DATE 02/09/2026; LESS THAN 1 HR PER MONTH.; EXECUTOR FOR COUSIN'S ESTATE; INV. RELATED; CHICAGO, IL' START DATE: 10/2019; 4 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-02-14 |
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