George J Ernst

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2021
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2021 → Present
  Wells Fargo Clearing Services, Llc.
  Marlton, NJ

Previous Registrations

• 2009-06-01 → 2021-01-11
  Morgan Stanley
  Mount Laurel, NJ
  Santa Monica, CA
• 2008-09-19 → 2009-06-01
  Citigroup Global Markets Inc.
  Mt. Laurel, NJ
• 2004-12-03 → 2008-09-22
  Wells Fargo Clearing Services, Llc
  Marlton, NJ
  Marlton, NJ
• 2002-06-20 → 2004-12-07
  Morgan Stanley Dw Inc.
  Voorhees, NJ

Other Businesses

G.T.ERNST, LLC, INVT RELATED, MARLTON, NJ, 100% OWNERSHIP WITH SPOUSE, START DATE 1/29/2021, 8 HRS PER MONTH, 2 HRS DURING TRADING, PROPERTY MANAGER. GNE ENTERTAINMENT, LLC, NOT INV RELATED, SANTA MONICA, CA, 10% OWNERSHIP WITH SPOUSE, START 1/29/2021, 10 HRS PER MONTH, 0 HRS DURING TRADING, AUTHORIZED CHECK SIGNER FOR DAUGHTER. TEAM ELITE ATHLETICS LLC, NOT INV RELATED, MARLTON, NJ, 100% OWNERSHIP, START 4/11/2022, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, FACILITATES ATHLETIC TRAINGING CENTER. TEGJ LLC, NOT INV RELATED, MARLTON, NJ, 100% OWNERSHIP, START 4/11/2022, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-04
• S63 Uniform Securities Agent State Law Examination
  1998-11-19

Other Names

• George Joseph Ernst
• George J Ernst Jr.