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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-21
TX RA APPROVED 2003-08-15
  • FL RA
    APPROVED
    Since 2019-02-21
  • TX RA
    APPROVED
    Since 2003-08-15

Branch Locations

8333 Douglas Ave Ste 1000, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Securities Dallas TX 06/2002 Present
  • 06/2002 → Present
    Wachovia Securities
    Dallas, TX
Other Businesses

NAME & ADDRESS: For ALL That Matter, LLC. / 4020 Lovers Lane Dallas, TX 75225 NATURE OF ENTITY: Online movement for people to tell their story about how they felt they did not matter. Forums, postings, videos etc.. She will also be selling clothing and accessories online. RESPONSBILITIES IN ROLE: Help out when needed to give her the time to create and work with her vendors and creators. HOURS DEVOTED: 2 hours a week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-14
S63 Uniform Securities Agent State Law Examination 1998-07-13
  • S65 Uniform Investment Adviser Law Examination
    2003-08-14
  • S63 Uniform Securities Agent State Law Examination
    1998-07-13
Other Names
  • Matt Woolley

View on SEC IAPD

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